Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald William Elliott is a registered Investment Advisor Representative with Cadaret, Grant & Co., Inc., and has been in the industry since November 18, 1997. Donald has passed the Series 6, Series 7, Series 63 and Series 65 exams. Donald William Elliott currently works at the Syracuse, NY branch of Cadaret, Grant & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/11/2024 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
CO
10/25/2007 - 03/13/2023
JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)
MA
08/30/2004 - 04/06/2005
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CA
05/02/2001 - 08/18/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/20/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
05/10/1999 - 01/17/2001
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
03/05/1998 - 04/13/1999
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
WI
01/24/1996 - 03/11/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
10/31/1994 - 01/06/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
08/13/1994 - 10/25/1994
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
09/18/1992 - 08/10/1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 09/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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