Unclaimed
Donald Wayne Hultgren is a financial advisor registered with Wedbush & Co., LLC and Wedbush Securities Inc. Donald Wayne Hultgren has been working in the financial services industry since June 1991. Donald Wayne Hultgren has a Series 7, Series 63, Series 24, Series 99TO, Series 16, and SIE. Donald Wayne Hultgren is registered in California, Connecticut, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/22/2024 - Present
Wedbush & CO., LLC (NEW YORK NY)
AL
03/10/2011 - 12/02/2011
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
TX
02/25/2000 - 09/16/2010
SOUTHWEST SECURITIES, INC. (DALLAS TX)
FL
07/18/1989 - 02/08/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 06/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1993
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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