Unclaimed
Donald Gauthier is a financial professional with over 20 years of experience in the industry. Donald is currently registered with Deutsche Bank Securities Inc. in Jacksonville, FL. Donald has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL, USAA Investment Management Company in San Antonio, TX and F.N. Wolf & Co., Inc.. Donald has passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
06/27/2012 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
11/18/1999 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
TX
03/29/1999 - 07/30/1999
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NA
01/14/1994 - 02/15/1994
F.N. WOLF & CO., INC.
BC
Issued 04/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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