Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald w.? Claim Your ProfileDonald Harden is a financial advisor with UBS Financial Services Inc. based in Cincinnati, Ohio. Donald has over 35 years of experience in the financial services industry. Donald provides a wide range of financial services to individuals, families, and businesses. This includes financial planning, investment management, retirement planning, and insurance. Donald is also a Certified Financial Planner and Chartered Financial Consultant. He is a highly respected advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/19/2010 - Present
UBS Financial Services Inc. (CINCINNATI OH)
KY
04/04/2003 - 05/19/2008
FIFTH THIRD SECURITIES, INC. (FLORENCE KY)
SC
10/07/2002 - 04/24/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
10/10/1996 - 10/08/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/02/1996 - 10/08/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
02/09/1996 - 10/03/1996
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IN
10/15/1993 - 02/12/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/15/1993 - 02/12/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
07/13/1988 - 11/03/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/13/1988 - 11/03/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 07/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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