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Donald Vincent Donohue

Pershing LLC

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About Donald Vincent Donohue

Donald Vincent Donohue is a financial advisor with over 30 years of experience in the industry. Donald is currently registered with Pershing LLC, a broker-dealer, and has been with the firm since February 2023. Prior to joining Pershing LLC, Donald was registered with several other firms including E*TRADE SECURITIES LLC, CAPITAL ONE INVESTING, LLC, LPL FINANCIAL LLC, and MORGAN STANLEY. Donald has a broad range of experience in the financial services industry and is licensed to sell a variety of financial products and services in all 50 states and the District of Columbia. Donald is a highly qualified financial advisor and is committed to providing his clients with the highest level of service and expertise.

Firm Information

Donald Donohue is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Donohue’s Registration & Firm History

NY

02/14/2023 - Present

Pershing LLC (NEW YORK NY)

NJ

02/23/2016 - 03/01/2023

E*TRADE SECURITIES LLC (Jersey City NJ)

NJ

02/10/2015 - 02/22/2016

CAPITAL ONE INVESTING, LLC (SECAUCUS NJ)

SC

05/20/2014 - 02/09/2015

LPL FINANCIAL LLC (FORT MILL SC)

NJ

12/11/2012 - 05/27/2014

MORGAN STANLEY (WESTFIELD NJ)

NY

11/02/2010 - 06/26/2012

SEIDEL & SHAW L.L.C. (NEW YORK NY)

NY

09/02/2009 - 05/26/2010

CHAPDELAINE & CO. (NEW YORK NY)

NY

05/06/2008 - 07/31/2009

VCM SECURITIES, LLC. (NEW YORK NY)

NY

11/19/2007 - 03/26/2008

CREDITEX SECURITIES CORPORATION (NEW YORK NY)

NJ

02/22/2007 - 11/14/2007

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

07/11/2006 - 02/06/2007

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

10/26/2004 - 12/07/2005

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/23/1995 - 10/22/2004

GARBAN CORPORATES LLC (NEW YORK NY)

NY

03/11/1993 - 10/13/1995

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

NY

04/30/1991 - 03/15/1993

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NA

11/16/1990 - 04/30/1991

MABON, NUGENT & CO.

NY

07/18/1989 - 08/17/1990

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/04/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2002

Series 24 - General Securities Principal Examination

BC

Issued 08/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Donald Vincent Donohue.
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