Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Peabody is a financial advisor with Osaic Wealth, Inc. Donald has been in the financial services industry since 1991. Donald has a wide range of experience, including previous roles with FSC Securities Corporation, Umpqua Investments, Inc., Salomon Smith Barney Inc., and Lehman Brothers Inc. Donald is registered with the state of Oregon and Texas. Donald is also a registered principal with the Financial Industry Regulatory Authority (FINRA). Donald's current employment is with Osaic Wealth, Inc., a firm that provides financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. is also a firm that provides investment management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
11/03/2023 - Present
Osaic Wealth, Inc. (COOS BAY OR)
OR
01/07/2021 - 11/03/2023
FSC SECURITIES CORPORATION (COOS BAY OR)
OR
12/16/2002 - 01/11/2021
UMPQUA INVESTMENTS, INC. (COOS BAY OR)
NY
07/31/1993 - 12/18/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/28/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/7/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/9/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/9/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1991
Series 3 - National Commodity Futures Examination
BC
Issued 9/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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