Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Ruggieri is a financial advisor in Florham Park, New Jersey, registered with Wells Fargo Clearing Services, LLC. Donald has been in the industry since January 1975. Donald holds Series 7, Series 63, SIE and PC licenses and has registrations in 22 states. Donald specializes in financial planning, portfolio management, and investment consulting. Previous employers include Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and White, Weld & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NY
12/02/1982 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 11/23/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/12/1977 - 09/26/1978
WHITE, WELD & CO. INCORPORATED
NA
01/24/1975 - 10/21/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 07/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1977
PC - AMEX Put and Call Exam
BC
Issued 01/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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