Unclaimed
Donald T. Hill is a financial advisor with UBS Financial Services Inc. located in Weehawken, NJ. Donald has been in the financial industry since 1999 and has held several roles at different firms, including Oppenheimer & Co. Inc., Quick & Reilly, Inc., UBS PaineWebber Inc., ING Barings LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Donald is a Series 7, 9, 10, 14, and 63 licensed advisor with 10 approved SRO registrations, 1 approved FINRA registration, and 1 approved state registration. Donald specializes in various investment strategies, including equities, fixed income, mutual funds, options, and annuities. Donald is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/17/2018 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
01/17/2017 - 07/13/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
NJ
04/22/2003 - 12/20/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/27/2002 - 05/12/2003
QUICK & REILLY, INC. (NEW YORK NY)
NJ
12/18/2000 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/31/2000 - 12/22/2000
ING BARINGS LLC (NEW YORK NY)
NY
08/30/1999 - 05/25/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2004
Series 14 - Compliance Officer Examination
BC
Issued 05/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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