Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Steven Brovick is a registered representative with Principal Securities, Inc. with offices in Wauwatosa, WI. Donald has been in the financial services industry for 18 years. Donald holds the Series 63, 65, and 7 licenses along with the SIE designation. He is registered with the state of Texas as an investment advisor representative as well. Prior to joining Principal Securities, Inc., Donald worked for J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and Johnson Bank. Donald's specializations include retirement planning, investment management, education planning, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
WI
04/12/2016 - Present
Principal Securities, Inc. (WAUWATOSA WI)
WI
01/20/2005 - 07/08/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (JANESVILLE WI)
IA
Issued 04/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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