Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Smirniotis is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Donald has been in the industry since 1971. Donald works with a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Donald is registered in 24 states and has a variety of certifications, including the Series 7, 63, 65, 9, and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/03/2024 - Present
Wells Fargo Advisors Financial Network, LLC (OAK BROOK IL)
IL
11/11/2005 - 01/10/2020
WELLS FARGO CLEARING SERVICES, LLC (OAK BROOK IL)
NY
09/07/1999 - 11/25/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/16/1992 - 09/10/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/29/1971 - 02/12/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/02/1971 - 10/02/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1992
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/22/1979
PC - AMEX Put and Call Exam
BC
Issued 01/29/1971
Series 000 - General Securities Principal Examination
BC
Issued 01/29/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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