Unclaimed
Donald Rykert is a financial professional with over 30 years of experience in the industry. Donald currently works at Swbc Investment Services, LLC and is registered with FINRA and 27 states. Donald has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice. He is a Registered Principal and holds the Series 24, Series 53, Series 7, Series 52TO and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/02/2015 - Present
Swbc Investment Services, LLC (SAN ANTONIO TX)
TX
02/05/2001 - 02/03/2015
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
NY
08/27/1991 - 02/02/2001
STOEVER, GLASS & COMPANY INC. (NEW YORK NY)
BC
Issued 07/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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