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Donald Scott Rykert

Swbc Investment Services, LLC

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About Donald Scott Rykert

Donald Rykert is a financial professional with over 30 years of experience in the industry. Donald currently works at Swbc Investment Services, LLC and is registered with FINRA and 27 states. Donald has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice. He is a Registered Principal and holds the Series 24, Series 53, Series 7, Series 52TO and Series 79TO licenses.

Firm Information

Donald Rykert is currently registered with Swbc Investment Services, LLC. Swbc Investment Services, LLC is a Limited Liability Company formed in August 2004. The firm is registered in 49 states and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Rykert’s Registration & Firm History

TX

02/02/2015 - Present

Swbc Investment Services, LLC (SAN ANTONIO TX)

TX

02/05/2001 - 02/03/2015

ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)

NY

08/27/1991 - 02/02/2001

STOEVER, GLASS & COMPANY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 08/17/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Donald Scott Rykert. Review regulatory record here.
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