Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald roger? Claim Your ProfileDonald Roger Brooke Liddell is a registered investment advisor representative with Clear Harbor Asset Management, LLC. Donald has over 30 years of experience in the financial services industry. Donald has worked for several firms throughout his career including Ingalls & Snyder, LLC, Alex. Brown & Sons Incorporated, Tucker, Anthony & R. L. Day, Inc., Jesup & Lamont Securities Co., Inc., and Legg Mason Wood Walker, Incorporated. Donald holds the Series 1, 63, and 24 licenses. Donald specializes in portfolio management for individuals, businesses, pooled investment vehicles, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
07/14/2020 - Present
Clear Harbor Asset Management, LLC (STAMFORD CT)
NY
02/29/1988 - 05/07/2010
INGALLS & SNYDER, LLC (NEW YORK NY)
NA
02/01/1988 - 02/23/1988
INGALLS & SNYDER
NA
10/22/1984 - 02/10/1988
ALEX. BROWN & SONS INCORPORATED
NA
04/10/1978 - 10/23/1984
TUCKER, ANTHONY & R. L. DAY, INC.
NA
07/28/1976 - 05/06/1978
JESUP & LAMONT SECURITIES CO., INC.
NA
01/17/1974 - 08/30/1976
LEGG MASON WOOD WALKER, INCORPORATED
BC
Issued 07/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 08/19/1977
PC - AMEX Put and Call Exam
BC
Issued 01/14/1974
Series 1 - Registered Representative Examination
Active
Inactive
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