Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Roderick Thacker is a financial professional with over 30 years of experience in the industry. Donald is currently registered with Robert W. Baird & Co. Inc. and has held previous positions with BOK Financial Securities, Inc. and AXA Advisors, LLC. Donald holds a variety of licenses and certifications, including Series 6, 7, 24, 26, 52, 53, 63, and 65, as well as the SIE exam. Donald has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Donald specializes in providing comprehensive financial planning services, including investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
12/18/2020 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
12/15/2014 - 01/06/2021
BOK FINANCIAL SECURITIES, INC. (Englewood CO)
CO
03/05/1991 - 12/17/2014
AXA ADVISORS, LLC (DENVER CO)
NY
03/05/1991 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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