Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Robert Shick is a financial advisor with over 30 years of experience in the industry. He is currently registered with Robert W. Baird & Co. Inc. He is a veteran of the financial services industry and has worked at a variety of firms including MCADAMS WRIGHT RAGEN, INC., WELLS FARGO INVESTMENTS, LLC, DAIN BOSWORTH INCORPORATED, and LEHMAN BROTHERS INC. Donald holds Series 3, 7, 9, 10, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OR
06/25/2018 - Present
Robert W. Baird & Co. Inc. (Lake Oswego OR)
OR
01/25/2006 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (PORTLAND OR)
CA
03/15/1993 - 01/17/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NA
10/04/1990 - 03/15/1993
DAIN BOSWORTH INCORPORATED
NY
02/28/1986 - 10/23/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1985
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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