Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Robert Carter is a financial advisor currently registered with The Leaders Group, Inc. based in Littleton, CO. Donald has been in the financial services industry since 1987. Donald's experience includes working with clients in California, North Carolina and Indiana. Donald's previous roles include working with LPL Financial LLC, Associated Securities Corp. and FSC Securities Corporation. Donald is a licensed principal and a registered representative. Donald holds licenses in Series 2, 6, 22, 26, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/03/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NC
12/07/2012 - 12/31/2018
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CA
09/08/2009 - 12/23/2011
LPL FINANCIAL LLC (SOLANA BEACH CA)
CA
12/04/2008 - 09/08/2009
ASSOCIATED SECURITIES CORP. (SOLANA BEACH CA)
CA
01/03/2005 - 12/05/2008
FSC SECURITIES CORPORATION (SOLANA BEACH CA)
IN
06/06/2001 - 12/31/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 12/31/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
04/11/1986 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 10/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1996
Series 2 - Non-Member General Securities Examination
BC
Issued 08/20/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/09/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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