Unclaimed
Donald Richard Joy is a registered representative of Credit Agricole Securities (usa) Inc., with a registration date of November 29, 2017. Donald has been in the financial services industry since August 28, 2015. Donald is licensed to conduct securities business in New York. Donald holds the following securities licenses: Series 7, Series 16, Series 63, Series 79 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/29/2017 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
06/13/2002 - 09/13/2004
STANDARD & POOR'S SECURITIES, INC. (NEW YORK NY)
BC
Issued 03/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/24/2003
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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