Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Rich is a financial advisor with over 50 years of experience in the financial services industry. Donald is currently registered with Wells Fargo Advisors Financial Network, LLC. Donald has worked with a number of firms including Morgan Stanley, Citigroup Global Markets Inc. and UBS Financial Services Inc. Donald holds the Series 7TO, SIE, PC, Series 5 and Series 1 licenses. Donald has also passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. Donald specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/03/2023 - Present
Wells Fargo Advisors Financial Network, LLC (FAIRFIELD CT)
CT
10/25/2013 - 11/03/2023
WELLS FARGO CLEARING SERVICES, LLC (OLD GREENWICH CT)
CT
06/01/2009 - 10/29/2013
MORGAN STANLEY (GREENWICH CT)
CT
06/11/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
NJ
03/09/1990 - 07/06/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/15/1988 - 03/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/17/1972 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
01/26/1972 - 05/10/1972
HAYDEN STONE INC.
IA
Issued 06/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1990
PC - AMEX Put and Call Exam
BC
Issued 10/02/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/24/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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