Unclaimed
Donald Raymond Mouton is a financial advisor with over 20 years of experience in the industry. Donald is currently registered with Kovack Advisors, Inc. and is a registered representative in Louisiana and Texas. Donald holds several licenses and certifications, including Series 7, Series 63, Series 66, and SIE. Donald has a strong track record of providing investment advice to individual and corporate clients. Donald specializes in financial planning, portfolio management, and selection of other advisors. Donald is committed to providing his clients with personalized financial advice and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/24/2013 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
TX
12/06/2013 - 12/26/2013
CARY STREET PARTNERS (AUSTIN TX)
TX
10/15/2010 - 12/09/2013
RIVERSTONE WEALTH MANAGEMENT, INC. (AUSTIN TX)
TX
11/22/2004 - 10/22/2010
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
NA
03/29/1995 - 12/07/1995
MARLEAU LEMIRE (U.S.A.), INC. (TORONTO ONTARIO M5H 1J9 )
FL
09/20/1990 - 09/09/1991
BARNETT BROKERAGE SERVICE, INC. (JACKSONVILLE FL)
NY
07/20/1990 - 09/19/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/16/1989 - 07/03/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/10/1988 - 07/05/1988
F.N. WOLF & CO., INC.
BOTH
Issued 12/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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