Unclaimed
Donald Ray Farabough is a registered representative of Stifel, Nicolaus & Company, Inc., with over 40 years of experience in the financial industry. Donald has a broad range of experience and holds multiple licenses including Series 7, 9, 10, 15, 31, 63, and 65. Donald is also a registered investment advisor in both Oklahoma and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Donald was employed by Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc. Donald provides a wide range of financial services including financial planning, portfolio management, and educational seminars. Donald is committed to providing clients with personalized advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (TULSA OK)
OK
01/01/2008 - 04/29/2009
WACHOVIA SECURITIES, LLC (TULSA OK)
OK
06/26/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TULSA OK)
NY
03/01/1983 - 06/29/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/11/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 03/29/1983
Series 5 - Interest Rate Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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