Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Powell is a financial advisor with over 20 years of experience in the industry. Donald has worked for various financial institutions, including Celadon Financial Group LLC, AEGIS CAPITAL CORP., Du Pasquier & Co., Inc., FBN Securities, Inc., ICAP Corporates LLC, Labranche & Co. LLC, Bear Wagner Specialists LLC, and Wagner Stott Mercator, L.L.C. Donald is currently registered with Spartan Capital Securities, LLC and holds licenses including Series 7, Series 24, Series 52TO, Series 55, Series 63, and the SIE exam. Donald is a registered representative in multiple states including Arizona, California, Colorado, Connecticut, Florida, Georgia, Indiana, Louisiana, Maine, Maryland, Massachusetts, Michigan, Nebraska, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2018 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
05/19/2016 - 11/13/2017
CELADON FINANCIAL GROUP LLC (NEW YORK NY)
NY
07/18/2014 - 12/24/2015
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
02/14/2014 - 07/25/2014
DU PASQUIER & CO., INC. (NEW YORK NY)
NY
10/25/2010 - 01/29/2014
FBN SECURITIES, INC. (NEW YORK NY)
NJ
01/21/2010 - 08/06/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
04/17/2006 - 08/28/2009
LABRANCHE & CO. LLC (NEW YORK NY)
NY
04/23/2001 - 04/07/2006
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
10/09/1999 - 04/23/2001
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
BC
Issued 02/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 11/09/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
Not sure Donald Powell is the right advisor for you? Invested Better is here to help.
