Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Peter Heckman has been in the securities industry since June 14, 1997. Donald is currently registered with Castleoak Securities, LP and is located in New York, NY. Donald has been registered with Castleoak Securities, LP since July 15, 2022. Donald has previously been registered with CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC, NATIONAL FINANCIAL SERVICES LLC, NYFIX SECURITIES CORPORATION, NOBLE INTERNATIONAL INVESTMENTS, INC., BNY CONVERGEX EXECUTION SOLUTIONS LLC, LEHMAN BROTHERS INC. and ALLIANCE FUND DISTRIBUTORS, INC. Donald holds the following licenses and certifications: Series 7, Series 3, Series 55, Series 63, Series 66, Series 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/15/2022 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
08/20/2018 - 06/17/2022
CHARLES SCHWAB & CO., INC. (New York City NY)
NY
09/02/2016 - 01/08/2018
FIDELITY BROKERAGE SERVICES LLC (NEW YORK CITY NY)
NY
01/28/2010 - 01/08/2018
NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)
NJ
03/25/2009 - 12/01/2009
NYFIX SECURITIES CORPORATION (HAZLET NJ)
NY
11/14/2008 - 03/19/2009
NOBLE INTERNATIONAL INVESTMENTS, INC. (NEW YORK NY)
NY
05/04/2007 - 10/27/2008
BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
11/08/1999 - 03/07/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
TN
05/13/1996 - 10/26/1999
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BOTH
Issued 10/08/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/28/1998
Series 3 - National Commodity Futures Examination
BC
Issued 05/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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