Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Frio is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. located in Morristown, NJ. Donald's work experience includes a variety of firms in the industry such as Pruco Securities, LLC., Barclays Capital Inc., SG Americas Securities, LLC, Citigroup Global Markets Inc., Daiwa Securities America Inc., Sanwa Securities (USA) Co., L.P., Sanwa Universal Securities Co., BT Securities Corporation, Citicorp Securities, Inc., Tradition (Government Securities) Inc., Tradition Berisford (Government Securities) Inc., and Citicorp Securities Markets, Inc.. Donald holds licenses and certifications in the industry including Series 3, Series 7, Series 24, Series 63, and Series 65. Donald's areas of specialization include Financial Planning, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
CA
05/06/2016 - 01/26/2018
PRUCO SECURITIES, LLC. (IRVINE CA)
NY
11/18/2013 - 09/12/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/02/2010 - 08/16/2013
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/01/2000 - 06/29/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/26/1999 - 04/24/2000
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
03/17/1997 - 07/10/1998
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
03/17/1997 - 07/10/1998
SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)
MD
04/11/1996 - 02/14/1997
BT SECURITIES CORPORATION (BALTIMORE MD)
NY
05/22/1992 - 04/11/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
09/16/1991 - 06/11/1992
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NA
05/21/1991 - 09/19/1991
TRADITION BERISFORD (GOVERNMENT SECURITIES) INC.
NY
04/14/1988 - 02/26/1991
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
IA
Issued 10/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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