Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Piper is a financial advisor at Wells Fargo Clearing Services, LLC in Walnut Creek, CA. Donald has been in the financial services industry for over 45 years. He started his career in 1974 and has worked for several firms including Dean Witter Reynolds Inc., Lehman Brothers Inc., Citigroup Global Markets Inc., and UBS Financial Services Inc. Donald is registered to provide investment advice in several states including California, Texas, Arizona, Hawaii, Idaho, Illinois, Massachusetts, Mississippi, Montana, Nevada, New York, Oklahoma, Oregon, Virginia, and Washington. Donald holds several licenses including Series 7, 63, 65, 24, 12, 4, and 5.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/20/2016 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
10/10/2003 - 04/17/2008
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
NY
07/31/1993 - 10/08/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/10/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/24/1978 - 06/18/1988
DEAN WITTER REYNOLDS INC.
NA
07/01/1974 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 07/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1982
Series 24 - General Securities Principal Examination
BC
Issued 05/16/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/07/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 06/27/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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