Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Patrick Swade is a registered representative with First Trust Portfolios LP. Donald has been in the securities industry since July 11, 1995. Donald has passed the Securities Industry Essentials Examination, General Securities Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. Donald is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/23/2012 - Present
First Trust Portfolios LP (WHEATON IL)
IL
09/29/2006 - 04/20/2012
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
IL
11/11/1996 - 10/03/2006
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
TX
01/11/1995 - 05/14/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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