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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Neal Bateman is a financial advisor with over 20 years of experience. Donald is currently a registered representative with Onedigital Investment Advisors. Previous experience includes working with UBS FINANCIAL SERVICES INC, MORGAN STANLEY, MIZUHO SECURITIES USA INC, SOLEIL SECURITIES CORPORATION, CALYON SECURITIES (USA) INC, HSBC SECURITIES (USA) INC, and UBS SECURITIES LLC. Donald Bateman has earned the Series 3, 7, 31, 63 and 65 licenses. Donald specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TN
01/09/2024 - Present
Onedigital Investment Advisors (Knoxville TN)
TN
02/07/2014 - 06/25/2020
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
TN
04/23/2012 - 02/11/2014
MORGAN STANLEY (KNOXVILLE TN)
CA
12/15/2010 - 12/21/2011
MIZUHO SECURITIES USA INC. (SAN FRANCISCO CA)
CA
10/13/2008 - 12/13/2010
SOLEIL SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
07/18/2007 - 09/05/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
CA
11/24/2004 - 05/16/2007
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
NY
10/15/1999 - 11/22/2004
UBS SECURITIES LLC (NEW YORK NY)
IA
Issued 05/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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