Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Hartley is a financial advisor with over 27 years of experience in the financial services industry. Donald currently works with LPL Financial LLC where he is registered as a registered representative and investment advisor representative. Donald holds a Series 7, 9, 10, 31, 63, 65, and 66 license. Previously, Donald has worked with Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
09/10/2019 - Present
LPL Financial LLC (PORTSMOUTH RI)
MA
08/23/2016 - 09/07/2019
EDWARD JONES (NEW BEDFORD MA)
MA
01/11/1995 - 11/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HYANNIS MA)
MA
03/07/1994 - 12/02/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/07/1994 - 12/02/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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