Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Ritucci is an experienced financial professional with over 20 years of experience in the financial services industry. He is currently registered with Oppenheimer & Co. Inc. Donald has a strong track record of providing financial advice and portfolio management services to a diverse clientele, including high-net-worth individuals, corporations, and institutions. Previously, Donald has worked with Jefferies LLC, Imperial Capital, LLC, and UBS Securities LLC. His expertise encompasses a wide range of financial services, including investment banking, securities, and financial planning. Donald holds multiple licenses, including Series 7, Series 24, Series 63, and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/20/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/11/2018 - 12/03/2020
JEFFERIES LLC (NEW YORK NY)
NY
07/07/2011 - 09/05/2018
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
12/16/1998 - 07/20/2011
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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