Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Klein is a financial advisor with over 27 years of experience in the financial services industry. Donald is currently registered with Charles Schwab & CO., Inc. Donald has previously held positions with a variety of firms, including TIAA-CREF Individual & Institutional Services, LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., and Nationwide Investment Services Corporation. Donald holds Series 63, 65, 66, and 7 securities licenses as well as the SIE. Donald's areas of expertise include financial planning, selection of other advisors, and wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/13/2022 - Present
Charles Schwab & CO., Inc. (Northbrook IL)
IL
08/25/2015 - 06/11/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (EVANSTON IL)
IL
01/03/2011 - 08/07/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
IL
04/30/2010 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (CHICAGO IL)
WI
02/22/2006 - 12/31/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
OH
03/21/2001 - 02/17/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IL
05/28/1998 - 03/20/2001
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IL
04/19/1995 - 03/27/1998
PEB FINANCIAL GROUP, INC. (CHICAGO IL)
BOTH
Issued 09/14/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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