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Donald Matthew Carroll

R.m. Stark & CO., Inc.

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About Donald Matthew Carroll

Donald Carroll is a financial advisor with R.m. Stark & CO., Inc. in Lake Worth Beach, Florida. Donald has been in the financial industry since 1995. He has Series 7 and 63 securities licenses. Donald has experience with a variety of financial services. His previous roles include positions at Investors Capital Corp., Fahnestock & Co. Inc., Josephthal & Co., Inc., Robb Peck McCooey Clearing Corporation, Ladenburg, Thalmann & Co., Inc., Laidlaw Equities, Inc., and Sands Brothers & Co., LTD.. Donald holds a bachelor's degree in finance from the University of Miami. He is a member of the National Association of Securities Dealers (NASD). Donald is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Donald Carroll is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Carroll’s Registration & Firm History

FL

11/28/2011 - Present

R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)

FL

05/19/2003 - 11/28/2011

INVESTORS CAPITAL CORP. (BOCA RATON FL)

NY

01/02/2002 - 05/16/2003

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

02/05/2001 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

07/22/1997 - 02/06/2001

ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)

NY

06/17/1996 - 07/30/1997

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

08/06/1996 - 07/25/1997

LAIDLAW EQUITIES, INC. (NEW YORK NY)

NY

01/26/1995 - 06/25/1996

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Matthew Carroll.
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