Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Martineau Moulton is a registered representative with UBS Financial Services Inc. in El Segundo, California. Donald has been working in the financial industry since 1979 and is licensed to sell securities in many states, including California, Texas, and several others. Donald holds Series 7, 24, 40, and 63 licenses and has experience in various financial planning and investment services. Donald has been with UBS Financial Services Inc. since 1990. Previous firms where Donald was registered include MUNICICORP OF CALIFORNIA and R. H. MOULTON & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/01/2019 - Present
UBS Financial Services Inc. (El Segundo CA)
CA
09/22/1986 - 01/23/1990
MUNICICORP OF CALIFORNIA (WOODLAND HILLS CA)
NA
02/22/1979 - 10/08/1986
R. H. MOULTON & CO.
BC
Issued 11/30/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/27/1978
Series 40 - Registered Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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