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Donald Louis Mallavia

Prudential Annuities Distributors, Inc.

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About Donald Louis Mallavia

Donald Louis Mallavia is a financial professional with over 30 years of experience in the industry. Donald has held various roles throughout his career, most recently with Prudential Annuities Distributors, Inc. in Shelton, CT. Donald is currently registered in Connecticut and Washington.

Firm Information

Donald Mallavia is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Mallavia’s Registration & Firm History

CT

06/13/2003 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

02/28/2019 - 04/10/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

12/13/2002 - 06/13/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

03/01/2001 - 12/13/2002

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

10/17/2000 - 01/30/2001

MONY SECURITIES CORPORATION (NEW YORK NY)

NJ

09/13/1989 - 11/13/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

09/13/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/11/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/11/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Louis Mallavia.
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