Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Lloyd Braaten is a financial advisor with Lion Street Financial, LLC. Donald Braaten is registered with the state of Wisconsin. Donald Braaten has passed the Series 63, Series 7TO and SIE exams. Donald Braaten is also a registered representative for Lion Street Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
11/02/2023 - Present
Lion Street Financial, LLC (Waukesha WI)
BC
Issued 11/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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