Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Brockman is a financial professional with over 29 years of experience in the industry. Donald is currently registered with Stifel, Nicolaus & Company, Inc. and is located in the Barrington, IL office. Donald has a broad range of experience, having previously worked at firms such as Legg Mason Wood Walker, Incorporated, First Union Securities, Inc., Ibaa Securities Corporation, and Vining-Sparks IBG, Limited Partnership. Donald is a Series 7 and Series 63 licensed professional and holds the SIE designation. Donald specializes in providing financial advice and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/01/2005 - Present
Stifel, Nicolaus & Company, Inc. (BARRINGTON IL)
MD
09/18/2000 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
10/16/1995 - 08/24/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TN
01/07/1995 - 10/12/1995
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
01/25/1994 - 10/12/1995
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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