Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Richard has been a financial professional since 1993. Currently, Donald Richard is a registered representative of Raymond James Financial Services Advisors, Inc. and is registered in 26 states. Donald Richard is also an Investment Advisor Representative of Raymond James Financial Services Advisors, Inc. registered in Maine and Texas. Previously Donald Richard has worked at LPL FINANCIAL LLC, Commonwealth Financial Network, Northwestern Mutual Investment Services, Inc., Robert W. Baird & Co. Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ME
06/29/2018 - Present
Raymond James Financial Services Advisors, Inc. (LEWISTON ME)
ME
05/31/2000 - 12/09/2015
LPL FINANCIAL LLC (LEWISTON ME)
MA
01/03/1995 - 05/31/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
WI
10/09/1993 - 01/23/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
10/09/1993 - 01/12/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MN
07/30/1993 - 09/02/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/30/1993 - 09/02/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Donald Richard is the right advisor for you? Invested Better is here to help.
