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Donald Lee Roseen

Lake Street

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About Donald Lee Roseen

Donald Lee Roseen is a financial advisor with Lake Street. Donald has been in the financial industry since 1999, holding registrations with both Rothchild Investment Corporation and BANC One Securities Corporation before joining Lake Street. Donald is currently registered in Illinois.

Firm Information

Donald Roseen is currently registered with Lake Street. Lake Street is an investment advisor headquartered in CHICAGO, IL with a focus on financial planning, portfolio management, and pension consulting. They primarily serve individuals, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. The firm manages approximately $1,000,803,506 in regulatory assets under management and has a total of 1,978 accounts.
Lake Street

128 N. MAY STREET

CHICAGO, IL 60607

$1.00B

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa section 3(21) co-fiduciary services

Erisa section 3(21) co-fiduciary services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Donald Roseen’s Registration & Firm History

IL

09/14/2018 - Present

Lake Street (CHICAGO IL)

IL

06/05/2003 - 02/05/2018

ROTHSCHILD INVESTMENT CORPORATION (CHICAGO IL)

IL

02/16/1999 - 04/15/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 02/23/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Donald Lee Roseen. Review regulatory record here.
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