Unclaimed
Donald Lee Moss is a financial advisor with over 20 years of experience in the financial services industry. Donald is registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Donald is a Series 66, Series 7TO, and Series 9 and Series 10 licensed advisor. Donald has a strong track record of success in providing investment advice and financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/08/2022 - Present
Raymond James & Associates, Inc. (Burbank OH)
OH
02/05/2020 - 03/24/2022
PURSHE KAPLAN STERLING INVESTMENTS (WESTLAKE OH)
BOTH
Issued 05/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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