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Donald Kernizan

DFA Securities LLC

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About Donald Kernizan

Donald Kernizan is a financial advisor with DFA Securities LLC. Donald has been in the financial services industry since 2010. Prior to joining DFA Securities LLC, Donald was with American Funds Distributors, Inc. in Los Angeles, California, DWS Distributors, Inc. in New York, New York, Deutsche Bank Securities Inc. in New York, New York, Merrill Lynch, Pierce, Fenner & Smith Incorporated in Boston, Massachusetts, GFI Securities LLC in New York, New York, Kellogg Capital Markets, LLC in New York, New York, and Kellogg Capital Group LLC in New York, New York. Donald holds the Series 3, 7, 55, 66, SIE, and 6TO licenses.

Firm Information

Donald Kernizan is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Kernizan’s Registration & Firm History

NC

10/18/2023 - Present

DFA Securities LLC (CHARLOTTE NC)

CA

03/18/2022 - 10/02/2023

AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)

NY

04/28/2016 - 10/15/2021

DWS DISTRIBUTORS, INC. (NEW YORK NY)

NY

09/19/2013 - 04/28/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MA

10/05/2012 - 05/02/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

NY

02/15/2011 - 12/22/2011

GFI SECURITIES LLC (NEW YORK NY)

NY

12/01/2008 - 01/03/2011

KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/21/2008 - 11/28/2008

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/29/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2013

Series 3 - National Commodity Futures Examination

BC

Issued 04/23/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Kernizan.
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