Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Keith Moffitt has over 30 years of experience in the financial services industry. Donald Moffitt is a Registered Representative and Investment Advisor Representative and is currently registered with LPL Financial LLC. Donald Moffitt is also registered with the states of Alabama, Arkansas, California, Florida, Illinois, Louisiana, Michigan, Minnesota, New Jersey, Oklahoma, Pennsylvania, and Texas. Before joining LPL Financial LLC, Donald Moffitt was registered with SAGEPOINT FINANCIAL, INC., AXA ADVISORS, LLC, WORLD CHOICE SECURITIES, INC., CONSECO SECURITIES, INC., CONSECO FINANCIAL SERVICES, INC., and SIGNAL SECURITIES, INC. Donald Moffitt has a Series 6, Series 63, and Series 65 license. Donald Moffitt's primary business location is in Paris, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/21/2018 - Present
LPL Financial LLC (PARIS TX)
TX
10/09/2012 - 05/24/2018
SAGEPOINT FINANCIAL, INC. (PARIS TX)
TX
12/09/2008 - 10/15/2012
AXA ADVISORS, LLC (PARIS TX)
TX
01/04/2000 - 12/10/2008
WORLD CHOICE SECURITIES, INC. (PARIS TX)
IN
08/05/1998 - 12/22/1999
CONSECO SECURITIES, INC. (CARMEL IN)
IN
01/08/1998 - 08/05/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
TX
04/13/1993 - 12/31/1997
SIGNAL SECURITIES, INC. (FORT WORTH TX)
IN
09/29/1992 - 04/14/1993
GARCO EQUITY SALES, INC. (CARMEL IN)
IA
Issued 06/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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