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Donald Joseph Rubin

Mariner Group Capital Markets, LLC

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About Donald Joseph Rubin

Donald Joseph Rubin has been a registered representative since 2002. Donald is a Principal at Mariner Group Capital Markets, LLC, a firm headquartered in Harrison, NY. Donald's current registrations are held with FINRA.

Firm Information

Donald Rubin is currently registered with Mariner Group Capital Markets, LLC. Mariner Group Capital Markets, LLC is a Limited Liability Company formed on October 4, 2017. The firm is registered with the SEC and in 49 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Rubin’s Registration & Firm History

NY

09/06/2002 - Present

Mariner Group Capital Markets, LLC (HARRISON NY)

CT

10/12/2001 - 02/09/2002

JASPER ASSOCIATES, LLC (GREENWICH CT)

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Licenses & Designations

BC

Issued 10/05/2001

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Donald Joseph Rubin.
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