Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Joseph Connick Jr. is an investment advisor representative in Mobile, Alabama. Donald has been in the financial services industry for over 20 years. Donald is registered with LPL Financial LLC. Previously, Donald worked at Cetera Investment Services LLC, Wells Fargo Advisors, LLC, BBVA Compass Investment Solutions, Inc, Primevest Financial Services, Inc., RBC Capital Markets Corporation, Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., SouthTrust Securities, LLC, and Dean Witter Reynolds Inc. Donald holds the following licenses: Series 7, Series 6, Series 63, Series 31, and Series 65. Donald has also passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
11/12/2024 - Present
LPL Financial LLC (MOBILE AL)
AL
09/06/2016 - 05/27/2022
CETERA INVESTMENT SERVICES LLC (MOBILE AL)
AL
11/17/2014 - 09/13/2016
WELLS FARGO ADVISORS, LLC (MOBILE AL)
AL
06/04/2009 - 08/20/2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MOBILE AL)
AL
09/08/2008 - 12/19/2008
PRIMEVEST FINANCIAL SERVICES, INC. (MOBILE AL)
AL
03/16/2007 - 09/11/2008
RBC CAPITAL MARKETS CORPORATION (MOBILE AL)
AL
02/13/2007 - 03/27/2007
MORGAN KEEGAN & COMPANY, INC. (MOBILE AL)
AL
01/13/2005 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (MOBILE AL)
AL
10/15/2003 - 01/07/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
AL
02/14/2000 - 10/15/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
03/24/1999 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
10/10/1997 - 05/19/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
Not sure Donald Connick is the right advisor for you? Invested Better is here to help.
