Unclaimed
Donald Joseph Cianto has been in the financial services industry since 1988. Donald is currently registered with Raymond James & Associates, Inc. in California and Texas and is a Registered Representative and Investment Advisor Representative. Donald has a long history in the industry with prior experience at Ameriprise Financial Services, LLC, RBC Capital Markets, LLC, Sutro & Co. Incorporated, Smith Barney Inc., Lehman Brothers Inc. and Drexel Burnham Lambert Incorporated. Donald has been registered with the state of California since 2018. Donald holds Series 63, 66, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/19/2023 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
05/29/2018 - 01/23/2023
AMERIPRISE FINANCIAL SERVICES, LLC (IRVINE CA)
CA
03/09/2002 - 05/15/2018
RBC CAPITAL MARKETS, LLC (NEWPORT BEACH CA)
CA
09/06/1994 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/31/1993 - 09/20/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
05/04/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/22/1987 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 02/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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