Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Oshaughnessy is a financial professional with over 30 years of experience in the financial services industry. Donald is a registered representative and currently associated with Oppenheimer & Co. Inc. where he has been employed since 2011. Before working at Oppenheimer & Co. Inc., Donald was employed at Jefferies & Company, Inc. from 2007 to 2011 and Susquehanna Financial Group, LLLP from 2004 to 2007. Donald began his career in the financial services industry at Goldman, Sachs & Co. in 1995 and has experience working at Bear, Stearns & Co. Inc. and Salomon Brothers Inc. Donald holds a Series 63, Series 7, Series 9, Series 10, and Series 57TO license. Donald is registered to provide financial advice in 51 states and has a history of offering his services to a variety of clients, including individuals, businesses, retirement and other entity types, insurance companies, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/03/2011 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
07/02/2007 - 08/01/2011
JEFFERIES & COMPANY, INC. (CHICAGO IL)
IL
02/17/2004 - 04/24/2007
SUSQUEHANNA FINANCIAL GROUP, LLLP (CHICAGO IL)
NY
08/17/1995 - 01/28/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/23/1993 - 08/08/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/11/1992 - 01/01/1994
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 05/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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