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Donald James Paul

Prime Capital Financial

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About Donald James Paul

Donald James Paul is an investment advisor representative with Prime Capital Financial. Donald has been in the industry since 1993, with experience at a variety of firms including Cetera Investment Services LLC, Key Investment Services LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc.. Donald is registered with the state of Arkansas and Texas as an Investment Advisor Representative. Donald's current affiliations include Prime Capital Financial, DP Falcon, LLC, Ree Adventurs, LLC, Freedom 5 One, and CHHSZ Holdings, LLC. Donald holds the Series 6, 7, 63, and 65 securities licenses.

Firm Information

Donald Paul is currently registered with Prime Capital Financial. Prime Capital Financial is an investment advisor headquartered in Overland Park, KS. They provide financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles. They also offer qualified retirement plan services, consulting services, co-advisory, and selection of sub-advisors. Prime Capital Financial manages over $24 billion in assets for over 30,000 clients.
Prime Capital Financial

6201 COLLEGE BLVD.

OVERLAND PARK, KS 66211

$24.36B

Assets Under Management

1,968

Total Clients

201

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors

Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Seminar fees, promoter fees, subscription fee financial plans

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Donald Paul’s Registration & Firm History

AR

04/01/2021 - Present

Prime Capital Financial (Fayetteville AR)

AR

05/06/2013 - 03/06/2017

CETERA INVESTMENT SERVICES LLC (FORT SMITH AR)

OR

08/11/2010 - 04/25/2013

KEY INVESTMENT SERVICES LLC (TIGARD OR)

AR

06/21/2010 - 08/05/2010

RAYMOND JAMES & ASSOCIATES, INC. (ROGERS AR)

AR

01/08/2009 - 06/16/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (ROGERS AR)

AR

06/06/2007 - 01/23/2009

CITIGROUP GLOBAL MARKETS INC. (ROGERS AR)

AR

07/15/1998 - 06/28/2007

ARVEST ASSET MANAGEMENT (ROGERS AR)

MN

11/27/1996 - 07/22/1998

FORTIS INVESTORS, INC. (OAKDALE MN)

NJ

08/09/1993 - 11/01/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 06/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/26/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1998

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Donald James Paul.
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