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Donald J Worden

T. Rowe Price Investment Services, Inc.

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About Donald J Worden

Donald Worden is a financial professional with over 11 years of experience in the industry. Donald is currently registered with T. Rowe Price Investment Services, Inc. in Owings Mills, MD. Donald has previously worked at Empower Financial Services, Inc., MML Distributors, LLC and Hartford Securities Distribution Company, Inc. Donald holds Series 6, Series 63 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and 53 states.

Firm Information

Donald Worden is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Donald Worden’s Registration & Firm History

MD

08/29/2023 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

CO

01/04/2021 - 07/09/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

MA

01/02/2013 - 01/04/2021

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

04/04/2012 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 06/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Donald J Worden. Review regulatory record here.
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