Unclaimed
Donald Nye is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Donald has been in the financial services industry for over 10 years. Donald has a Series 66 license and multiple other licenses, including Series 7TO, Series 99TO, and Series 9. Donald has registrations in 53 states and 2 other jurisdictions. Donald has also passed the SIE Exam. Donald is a financial advisor with a strong background in the financial services industry, and is registered to offer investment advisory services in multiple jurisdictions. Donald has experience working with individual clients and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/13/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEWIS CENTER OH)
BOTH
Issued 05/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/29/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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