Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald j.? Claim Your ProfileDonald j. Mahoney is a financial advisor with UBS Financial Services Inc. Donald has been in the industry since 2010 and is registered to provide investment advice in 26 states. Donald works with a wide range of clients including individuals, high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, insurance companies, and other investment advisors. Donald holds a Series 66 license, as well as a Series 7 and SIE license. Donald is a member of the Board of Directors for How I Decide Foundation and is also an Ambassador Council member for Alliance for Decision Education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
11/05/2012 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
PA
01/22/2010 - 11/20/2012
BARCLAYS CAPITAL INC. (PHILADELPHIA PA)
BOTH
Issued 02/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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