Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald J. Ausbrooks is a financial professional with over 10 years of experience. Donald is currently registered with Raymond James & Associates, Inc. and has been associated with the firm since January 2013. Donald has successfully completed the Series 7, Series 9, Series 10, Series 99 and SIE exams. He has also achieved a state registration in Florida. Donald has been a licensed agent for many years, offering securities related products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
BC
Issued 06/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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