Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Rhodes is a financial professional with over 10 years of experience in the industry. Donald is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been registered with Principal Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and NYLIFE Securities LLC. Donald holds licenses for Series 6, 7, 63, and 66. Donald is a highly qualified financial advisor who provides a variety of services to clients, including portfolio management, investment advisory services, and financial planning. Donald has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLESTON SC)
SC
10/16/2015 - 07/14/2016
PRINCIPAL SECURITIES, INC. (MT PLEASANT SC)
SC
01/09/2014 - 08/31/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNT PLEASANT SC)
SC
03/15/2013 - 01/02/2014
NYLIFE SECURITIES LLC (CHARLESTON SC)
BOTH
Issued 06/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Donald Rhodes is the right advisor for you? Invested Better is here to help.
