Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Humphrey Santina is a registered representative with Stifel, Nicolaus & Company, Inc. Donald has over 20 years of experience in the financial services industry. Donald is a Series 7, Series 99TO, and SIE licensed representative. Donald specializes in various areas, including portfolio management for individuals, businesses, and pooled investment vehicles. Donald is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Prior to joining Stifel, Nicolaus & Company, Inc., Donald held positions at MIRAE ASSET SECURITIES (USA) INC., SCOTTRADE, INC., INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC, E*TRADE CLEARING LLC, E*TRADE CAPITAL MARKETS LLC, BROWNCO, LLC, and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
09/18/2017 - Present
Stifel, Nicolaus & Company, Inc. (RENO NV)
NY
05/25/2017 - 08/01/2017
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
MO
07/15/2014 - 05/05/2017
SCOTTRADE, INC. (ST. LOUIS MO)
CA
04/10/2014 - 06/19/2014
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (FOLSOM CA)
NY
11/08/2005 - 04/09/2014
E*TRADE CLEARING LLC (NEW YORK NY)
NY
07/06/2005 - 10/27/2006
E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)
MA
05/24/2006 - 06/29/2006
BROWNCO, LLC (BOSTON MA)
NY
05/08/2006 - 05/24/2006
E*TRADE SECURITIES LLC (NEW YORK NY)
MA
12/01/2005 - 05/08/2006
BROWNCO, LLC (BOSTON MA)
NJ
09/04/2002 - 10/03/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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