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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Donald? Claim Your ProfileDonald Herman Lockshin is a financial advisor with Morgan Stanley, based in Aventura, FL. Donald has been in the financial services industry since 1968. Donald is registered with FINRA as a General Securities Principal and has licenses in 26 states. Donald provides financial planning, asset allocation advice, and portfolio management for individuals, businesses, and investment companies. In addition to the Morgan Stanley offices in Aventura, Florida, Donald is also licensed in Texas, where he also works.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Morgan Stanley (Aventura FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AVENTURA FL)
FL
07/08/1994 - 04/02/2007
MORGAN STANLEY DW INC. (AVENTURA FL)
NY
09/16/1977 - 07/08/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
04/23/1968 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 04/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/1983
Series 24 - General Securities Principal Examination
BC
Issued 12/08/1979
Series 4 - Registered Options Principal Examination
BC
Issued 09/25/1971
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 04/22/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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